It is important as an investor or consumer that you do your Due Dilligence. We as advisors also put a considerable amount of Due Dilligence into the products we offer our clients.
We would like to help you with your Due Dilligence process on our firm.You can verify our registration with the regulating bodies and that we are in good standing. Please note our registered investment dealership is Banwell Financial (This is who you will search)
- Ontario Securities Comission
- Mutual Fund Dealers Association
We care about the protection of our clients. All products we provide come with the backing of a major Investor, and Insurance policy protection service.
To learn about our Investment protection all clients are covered under - Click here
To learn about the protection for Insurance and investment products offered by Life Insurance companies -Click here
We have a dedication to education. We are students of the industry and our advisors and partners have a wide variety of designations. Some of which include;
- Certified Financial Planner - CFP
- Registered Financial Planner - RFP
- Chartered Accountant - CA
- Elder Planning Counsellor - EPC
- Chartered Life Underwriter - CLU
- Retirement Management Analyst - RMA
- To view our Complaint Handling Procedures click here